information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311
using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act
PACE DEVELOPMENT CORPORATION PUBLIC COMPANY LIMITED SEC Act S.56(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 18/04/2023
PACE DEVELOPMENT CORPORATION PUBLIC COMPANY LIMITED SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 21/03/2024
EakPhoomsub Development Company Limited EakPhoomsub Development Company Limited offered for sale newly issued securities in the category of debentures without approval from the SEC Office which is in
All Inspire Development Company Limited All Inspire Development Company Limited (“ALL”) had duty to prepare and submit financial statement for Q3 year 2023 within 14 November 2023 which is the period
front run his client’s futures trading orders. Such trading orders made through Ms.Nanthanat Srisawangwong at another broker for his personal gain. This action caused financial damages to his clients
APEX DEVELOPMENT PUBLIC COMPANY LIMITED Apex Development Public Company Limited (“APEX”) had a duty to prepare and submit the financial statement for the year 2020 within 1 March 2021. However, APEX