protection of shareholders (notice calling letter, resolution of the shareholders' meeting, right to veto) Definition of a market price can be one of the following: Weighted average price (closing or average
capital increase may cause a dilution effect on shareholders. Therefore, supervision of the program must also take into account the protection of investors. Regulatory Suumary The criteria for approving
respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; (5) be able to show that its operational system will be prompt for operating securities business in
respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; (5) be able to show that its operational system will be prompt for operating securities business in
investor protection, the SEC is empowered with rights to order the mutual fund management company to take any action or to refrain from any action, in following cases: (1) The actual objective or substance
investor protection, the SEC is empowered with rights to order the mutual fund management company to take any action or to refrain from any action, in following cases: (1) The actual objective or substance
instruments are aimed at creating a balance between the protection of investors and effective fund mobilization. The SEC considers qualifications of securities issuers and supervises the disclosure of
than the ceiling rate for < 5%, the company shall notify the unitholders at least 60 days in advance of the collection before the effective date. (2) H igher than the ceiling rate for over 5%, the co
than the ceiling rate for < 5%, the company shall notify the unitholders at least 60 days in advance of the collection before the effective date. (2) H igher than the ceiling rate for over 5%, the co
eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The ARFP allows units of funds authorized in a participating