Supervisory Board) by determining such PP’ offer price more than three business days prior to the first offering date and failing to disclose the PP information prior to such offering via the Stock Exchange of
AJ Advance Technology Public Company Limited AJ Advance Technology Public Company Limited (?AJA?), a securities issuer, had duty to prepare and submit the financial statement for the year 2019 within
AJ Advance Technology Public Company Limited AJ Advance Technology Public Company Limited (?AJA?), a securities issuer, had duty to prepare and submit the management discussion & analysis (MD&
Advance Power Conversion Company Limited Advance Power Conversion Company Limited (“APCON”) had duties to prepare and submit a financial statement for the year 2021 through the transmission system
Advance Power Conversion Company Limited Advance Power Conversion Company Limited (“APCON”) had duties to prepare and submit a key financial ratio report for the year 2021 through the transmission
News Network Corporation Public Company Limited News Network Corporation Public Company Limited (NEWS) offer for sale newly issued securities shares for a private placement without obtaining a prior
Mr. Monai Mettkaruchit Mr. Monai Mettkaruchit offer for selling the shares of Advance web service public company limited to the public without filing the registration statement and the draft
PTG’s Q3/2018 performance which would significantly worsen. Subsequently, during 3 September 2018 to 2 November 2018 prior to PTG’s disclosure of such inside information to the public on 8 November 2018
Network Corporation Public Company Limited offer for sale newly issued securities shares for a private placement without obtaining a prior approval from the SEC. SEC Act S.300 Settlement Committee
program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement