of Thailand; (9) “ brownfield project ” means an infrastructure business that has begun generating commercial income from its completed construction; (10) “ greenfield project ” means an infrastructure
of Intermediary to Handle Clients’ Complaints and participation in the SEC Office’s project to resolve disputes by arbitration. 4.3 Having a business plan and an operating system for establishing a
: ............................ Remark : The applicant is required to notify the SEC Office in advance at least five business days before the opening of the representative office abroad.
form and procedures provided in the electronic system of the Office or by any other means notified in advance by the Office. Clause 3. This Notification shall come into force as from 14 March 2008
involves capital inflow or outflow, as per the forms and procedures provided by the Office in electronic systems or as per any other forms which the Office shall notify the derivatives broker in advance
conditions. "mutual fund management" means the management of investments under a mutual fund project by issuing investment units of each project for sale to the public and bringing proceeds therefrom to invest
information with the Office in advance so as to ensure that such training course or seminar can be duly counted in the participation hours. The Office will inform the result of consideration within 15 days from
(Greenfield Project) : กองทุนสามารถทลงทุนได้ โดย แบ่งเป็น 2 กรณี 1. ลงทุนใน Greenfield Project ไม่เกินร้อยละ 30 ของมูลค่าทรัพย์สินของ กองทุน จะต้องเสนอขายต่อผู้ลงทุนทั่วไป (โดยมีจำนวนผู้ถือหน่วยไม่ต่ำกว่า 500
(Greenfield Project) : กองทุนสามารถทลงทุนได้ โดย แบ่งเป็น 2 กรณี 1. ลงทุนใน Greenfield Project ไม่เกินร้อยละ 30 ของมูลค่าทรัพย์สินของ กองทุน จะต้องเสนอขายต่อผู้ลงทุนทั่วไป (โดยมีจำนวนผู้ถือหน่วยไม่ต่ำกว่า 500
securities business shall be paid in advance before the first day of each calendar year except for the first year of obtaining the license whereby the license fee shall be paid upon receipt of the license at