Renaissance Fund Management LTD. SEC Act S.106 Criminal Complaint Filed with an Inquiry Official Dated 21/06/2024

BBL Asset Management Company Limited Between January 27, 2023 and October 28, 2024 BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules

Phillip asset management Company Limited June 1, 2023. Phillip asset management Company Limited a fund management company, failed to manage PHILLIP CASH MANAGEMENT OPEN END FUND ("PCASH"

Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC

Kiatnakin Phatra Asset Management Company Limited Kiatnakin Phatra Asset Management Company Limited ("KKPAM") as a mutual fund management company, completed the negotiations with the Sub

Mr. James Gray Mr. James Gray, the management responsible for Antella Investment Inc., operated securities brokerage businesses without proper licenses granted. SEC Act S.301 Criminal Complaint

Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.97 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023

Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.section 105 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023

Renaissance Fund Management LTD. This case is in the process of investigation by the inquiry official. SEC Act S.105 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023

Renaissance Fund Management LTD This case is in the process of investigation by the inquiry official. SEC Act S.105 Criminal Complaint Filed with an Inquiry Official Dated 01/11/2023