) segregate access control roles, e.g., access request, access authorization, and access administration; (3) at a minimum, identify the networks and network services which are allowed to be accessed and
one category, the time of training shall be calculated in continuation of the time of the category which the duty to attend the training course due earliest. Clause 17. Applications for authorization
assign their authorization to the CFO? 3 Whether the firm has designated a Quality Control partner who takes ultimate responsibility for the firm’s QC system? If yes, Does the firm leadership provide the
Fund and the SFC agreed to expedite the authorization process of a Hong Kong Feeder Fund investing in a Thai Master Fund. The feeder fund which seeks to be offered for sale to the public in the
opinion on the exercise of voting rights to the provident fund committee, or ask for the authorization from the provident fund committee to vote on behalf of the provident fund. Notified this 11th day of
organization; (2) provincial administration organization, municipality, Bangkok Metropolitan Administration, Pattaya City and any other local government organizations specified by law as special local government
appropriate. For the authorization under the first paragraph, the person with the proceeding power shall monitor and supervise the person authorized to segregate and manage the client’s assets in compliance
บุคคลที่ไม่มีความจำเป็นในการเข้าถึงโดยทันที (2) การแบ่งแยกบทบาทหน้าที่ของบุคคลที่เกี่ยวข้อง เช่น บุคคลผู้ร้องขอ (access request) บุคคลผู้มีอำนาจอนุมัติ (access authorization) และบุคคลผู้บริหารสิทธิการเข้า
qualifications as specified in the notification of the Capital Market Supervisory Board. SECTION 24. 2 In cases where the derivatives business operator is a legal entity, the appointment or authorization of any
performing in the system development division from the division and personnel performing in the system administration division and shall provide a cross-check system among the personnel in such units. However