imposes the sanction. The SEC Board imposes the sanction. End This is a legal action by virtue of the SEC Office’s regulatory power prescribed in those administered laws. This action shall be imposed on a
Administrative Order Issuance is a legal action by virtue of the SEC Office’s regulatory power prescribed in those administered laws. This action shall be imposed on a regulated person who is disqualified or fails
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
age of twenty; (3) Having passed the fundamental knowledge examination for professionals administered by a training institute or having completed the courses that are approved by the Office; (4) Being
Entity’s compliance with Domestic Law that is administered or made by the Requesting Authority. 2. The information exchanged may, subject to any restriction on the disclosure or sharing of information under
alignment of the reviewed SLB Framework with the Sustainability Linked Bond Principles 2020, as administered by ICMA. As part of this engagement, Sustainalytics exchanged information with various members of
Bond Principles administered by ICMA2 (“SLBP 2020”). SLBs will be issued in alignment with the SLBP 2020 as they may be subsequently amended. Tesco Sustainability-Linked Bond Framework8 SLB Framework
decisions. A CRA that is subject to a CRA registration and oversight program administered by a regional or national authority should not state or imply that the authority endorses its credit ratings or use