Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
Ministry of Finance regarding prescription of conditions for digital asset business operators to seek approval of the major shareholder The Notification of the Securities and Exchange Commission No. GorThor
government official or as a consultant of a government agency which is a majority shareholder or has controlling interest for less than 2 years. Not being a person who is relate by blood or legal relations
Business (SFC) • Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on
of the period. Annual Reports Audited Financial Statement (Form Bor.Lor. 1 and Bor.Lor. 1.1) To be filed within 21 days from the date approved by shareholder meeting, but not more than four months
SEC’s Notification; (2) 1 have the following shareholder or shareholders held its shares not less than fifty percent of total shares sold: (a) commercial bank under law on commercial banking; (b
authorization letter + information regarding independent directors b. Shareholder Approval A vote of not less than three-fourths of the total number of votes of shareholders attending the meeting who are
Notification; and (4) have shareholder holding exceeding ten percent of total shares sold with qualifications specified under Clause 3(2) (3) and (4). Where shareholder according to Sub-clause (4) is a legal
client assets and the system . The calculation is as follows : NCR = Liquid Assets (risk adjusted) - Total Liabilities General Liagilites + Margin Requirement In case of shortfall, the operator is