not becoming an empty box (without business operations). The intermediaries are required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2
or cash-equivalence. The number of units allocated to any persons or a group of the associated persons shall not be over 50% of the units sold. Information disclosure and advertisement Compliance with
1: Selection of world’s large companies in terms of free float adjusted market capitalization in previous year STEP 2: Selection of top 10% of each industry in terms of sustainability performance
1: Selection of world’s large companies in terms of free float adjusted market capitalization in previous year STEP 2: Selection of top 10% of each industry in terms of sustainability performance
ISO 37001 Anti-Bribery Management Systems Standard ISO Foreign Corrupt Practice Act USA Bribery Act 2010 UK OECD working group on bribery OECD ICGN Statement and
ISO 37001 Anti-Bribery Management Systems Standard ISO Foreign Corrupt Practice Act USA Bribery Act 2010 UK OECD working group on bribery OECD ICGN Statement and
กฎเกณฑ์แล้ว ก.ล.ต. มีกระบวนการในการดำเนินการ ดังนี้ 1. ศึกษามาตรฐานจากหน่วยงานกำกับดูแลต่างประเทศและมาตรฐานสากลเพื่อกำหนดหลักการ 2. เปิดรับฟังความคิดเห็นหลักการ (public hearings / focus group) 3. นำ
group on bribery OECD ICGN Statement and Guidance on Anti-Corruption Practices ICGN
group on bribery OECD ICGN Statement and Guidance on Anti-Corruption Practices ICGN
: Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1 Inform, disseminate, or certify any statement of information that is materially misleading