person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records, who are capable and have experiences beneficial to business operation; (3
person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records, who are capable and have experiences beneficial to business operation; (3
law on securities and exchange ; (4) life insurance company under the law on life insurance; (5) financial institution set up under specific law as specified by the SEC and published in the Government
law on securities and exchange ; (4) life insurance company under the law on life insurance; (5) financial institution set up under specific law as specified by the SEC and published in the Government
financial statement. Q: Does information disclosure according to the Securities and Exchange Act B.E. 2535 go against auditor's ethics as specified in the Accounting Professions Act? In case there is
financial statement. Q: Does information disclosure according to the Securities and Exchange Act B.E. 2535 go against auditor's ethics as specified in the Accounting Professions Act? In case there is
insurance company shall also have qualifications specified under the first paragraph. Clause 3 Applicant for securities business license in the category of investment advisory service which is a legal entity
with the SEC Office within the period of time, in form and together with supplementary documents as specified by the SEC’s Notification. Clause 3 In case where the SEC is of the view that limited company
with the SEC Office within the period of time, in form and together with supplementary documents as specified by the SEC’s Notification. Clause 3 In case where the SEC is of the view that limited company
. Fees Fees and expenses must be clearly specified in the scheme and prospectus. The total amount of all items combined must not exceed the maximum limits specified in the scheme and the prospectus of the