Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities.  To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows:  (1)  being bills of ex...

Bangkok, August 21, 2009 ? The Settlement Committee imposed a fine of 6,686,549.80 baht (approximately USD191,044) on Ratchanon Piriyapongpan (formerly Wisit Kanjanopas), a lawyer at Baker & McKenzie

Bangkok, September 9, 2009 ? The Settlement Committee imposed a total fine of 1,333,333.33 baht (approx. USD37,500) on Anucha Sihanatkathakul, Saksilpa Kongkanon and Chaiwit Chuensirivej for

notification of the Capital Market Supervisory Board. He later filed the reports (Form 59-2) to the SEC Office on January 21, 2019. SEC Act S.59 Settlement Committee Meeting No. 1/2020 Settlement Committee

S.116 Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 7/2020 Dated 13/03/2020

specified in the notification of the Capital Market Supervisory Board. Mr. Woraphant later filed the report (Form 59-2) to the SEC Office on March 25, 2020. SEC Act S.59 Settlement Committee Meeting No. 3

. SEC Act S.56(2) Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 23/2020 Dated 02/09/2020

notification of the Capital Market Supervisory Board. She later filed the reports (Form 59-2) to the SEC Office on November 28, 2018. SEC Act S.59 Settlement Committee Meeting No. 1/2020 Settlement Committee

.283 Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 9/2020 Dated 13/03/2020