not been determined. The offering price for the shareholders of the Company and for the public will be the same. Offering Period : After 1) EP has obtained the approval for offering newly issued share
is subject to the court’s receivership order or adjudged by the court as insolvent entity; (2) the issuer is under a liquidation process for dissolution. Clause 11 An applicant would be able to offer
) having been adjudged by the final judgment for an offence relating to unfair practice concerning securities or derivatives trading or administration amounting to deception, defraudation or corruption, or
resolutions as follows; 1. Determined the schedule of the Extraordinary General Meeting of the Shareholders No. 1/2017 (“EGM No. 1/2017”) on Monday, November 13, 2017 at 2.00 p.m., which will be held at 3rd
complaint, regulators follow up. The complaint is often but not always adjudicated by FINRA • A regulator in every industry does different things, the entities we study are different than those in banking THE
be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court
number of the attending practitioner members and none of the members shall have any relationship to or any interest in the cases being adjudicated. Mr. Nontaphon Nimsomboon Positions: • Expert Member of
statements, registration and any other application; (4) accept fees as specified in the ministerial regulations or as determined by the SEC and the Office. Provided that it shall be solely for the benefit of
Securities and Exchange Commission hereby issues the following regulations: Clause 1 The transferable subscription right (TSR) shall be determined as a security under Section 4 of the Securities and Exchange
the number of the attending practitioner members and none of the members shall have any relationship to or any interest in the cases being adjudicated. 04 Mr. Pakorn Penparkkul Positions: • Academic