follows: The information of the offering for sale shall be widely distributed to investors. The minimum subscription value shall not exceed 50,000 baht. All conditions and disclaimers for sales of
company shall deliver the securities and assets as soon as possible. 2.3 Management fees For management fees, the rules for general mutual fund shall apply as follows: (1) A fixed rate, or a percentage
Business (As amended) By virtue of Section 4 of the Securities and Exchange Act B.E. 2535, Finance Minister prescribes the Ministerial Regulation as follows: Clause 1 "Undertaking securities finance
particularly address audit quality control at both firm and individual engagement level, which are summarized as follows: 2.1 Regulatory Summary of Approved Auditor in Capital Market 2.2 List of SEC
statements for a Thai listed company (a listed company) as follows; General case - The review of 1 st , 2 n d **, and 3 rd quarterly financial statement shall be submitted within 45 days
in the name of mutual fund as follows: 1. Provide clear guidelines for exercising of voting rights for the best interests of the mutual fund; 2. Exercise voting rights at shareholders' meetings in
management company The rules apply to the mutual fund that will invest in the targeting fund as follows: (1) The targeting fund shall not invest back to the invested fund (circle investment), and the invested