requirements of Section 6 have been properly and fully complied with, and the fund’s articles are properly in accordance with Section 9 and are not in violation of law or the fund’s objectives, the registrar
the words “Provident Fund” and followed by the words “which has been registered”; (2) the location of office; (3) the objectives; (4) the procedures for admission of members and termination of
(1992) , if the derivatives business operator has complied with the rules prescribed by such Law and notifications issued by virtue of such Law, the derivatives business operator shall be deemed to have
that are associated with securities borrowing and lending business complied with this Notification and to extend period of time in maintaining information and documents that are related to the custody of
revised to address the observed deficiencies. 5 Review the previous year’s ACR report with the current year and find out how the action points/concerns have been followed up. 6 Where the firm operates as
”), respectively. In this regard, an MRF-eligible master fund is deemed to have complied with the rules specified by each regulator2. In order for business operators to be able to comply with the agreement under HK
who is supervised by a regulator who is located in a foreign country and has any of the following qualifications, the SEC Office shall consider that the intermediary has complied with the provisions in
guideline other than that prescribed by the Office, the Office shall consider that the securities company has complied with this Notification only after the securities company demonstrate to the Office that
Notification, and upon compliance with such guideline, the intermediary shall be deemed to have complied with the provisions prescribed in this Notification. Chapter 1 General Provisions related to Providing
such guideline, the intermediary shall be deemed to have complied with the provisions prescribed in this Notification. Chapter 1 General Provisions related to Providing Services Clause 7 In providing