Fining All the five administered laws stipulate that certain offences could be settled by a criminal fine.The Criminal Fining Committee appointed by virtue of such laws determines the fine. After the
conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the mutual fund management company, the designated employee must hold a position which will not cause
conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the mutual fund management company, the designated employee must hold a position which will not cause
juristic person with the SEC Office and managing fund of the juristic person so established, in which case the juristic person's personnel may be appointed to participate in management of enterprise in which
' directors or executives (except for offering by foreign governments). 4. The issuers shall not fail to file the financial statements or related reports to the SEC/ SET. 5. A representative is appointed in
that the following information has also been disclosed in the notice calling the shareholders' meeting. Not being a director who is appointed as the representative of directors of the issuer, major
the bonds is legally made under the foreign laws and regulations. 4.2 Representative is appointed in Thailand throughout the term of the bonds. 4.3 There is no ground to suspect that the lead regulator
the SEC. The SET's Board of Directors (SET Board) consists of not more than five persons appointed by the SEC and not more than five persons elected by members of the SET to reflect on the involvement
the SEC. The SET's Board of Directors (SET Board) consists of not more than five persons appointed by the SEC and not more than five persons elected by members of the SET to reflect on the involvement
changes of directors of the associations must be registered with the SEC within a specified period. In case the SEC views that the appointed directors have infamous conducts, or there is a cause to