international, and better facilitate Thai companies in cross-country raising funds. Independent Audit Inspection Activities Report 2022 Independent Audit Inspection Activities Report 2021 Independent Audit
Related transaction Evaluation report of the internal control system by Internal Auditor (IA) Management Discussion & Analysis (MD&A) Events and factors substantially affecting the operation or financial
Companies Report Forms Outsourcing Activities Appointment of an Investment Advisor (IA) according to Section 100 Securities Business Derivatives Business 1. Securities brokerage 1
schedule. The fund supervisor recognizes that the events prevent the company from reasonably disposing of, distributing or transferring securities or assets of the funds; and the impacts of the events are
schedule. The fund supervisor recognizes that the events prevent the company from reasonably disposing of, distributing or transferring securities or assets of the funds; and the impacts of the events are
Thailand and give the SEC an opportunity to share insights and practical experiences of independent audit regulatory activities. Regulatory Summary of Approved Auditor in Capital Market Related Rules and
) When any incidents occur that apparently have material impacts on the NAV or the investment unit values, the values as of the day of the events shall be announced within the following business day. (4
of the day of the events shall be announced within the following business day. (4) Announce the offering and redemption prices of the latest trading day on the following business day. 6.3 Mutual fund
denominated in Thai Baht by foreign companies shall also be complied with. Related Handbooks/ Guidelines Appendix 1 : Events that would require a copany to update information in the registration statement using
. Facilitation of benefits Apart from leasing* real estate, REITs are prohibited to operate other businesses such as hotel, hospital activities. In case of leasing the real estate to operators of other businesses