SEC is empowered to take any of the following actions, as the case maybe: (1) Administrative Actions, (2) Criminal Actions, and (3) Civil Sanctions A flowchart of Procedure for Investigation and
international, and better facilitate Thai companies in cross-country raising funds. Independent Audit Inspection Activities Report 2022 Independent Audit Inspection Activities Report 2021 Independent Audit
regarding unfair securities trading activities. (7) not having the following prohibited behaviors; lack of professional ethics or violation of or non-compliance with the regulations
. Facilitation of benefits Apart from leasing* real estate, REITs are prohibited to operate other businesses such as hotel, hospital activities. In case of leasing the real estate to operators of other businesses
estimates; Taking actions to ensure that neither the executives of securities issuers nor any FAs disseminate the information that is not contained in the filing; Together with the issuers, clarifying to the
activities that indirectly contribute to improvement in the public health and welfare, environment conditions, safety of public lives and assets. 4. The name of fund shall begin with “Infrastructure Fund
> Enforcement > Administrative Actions Regulations SHARE : Detail Content Enforcement Administrative Actions Administrative action is a type of law enforcement that involves the issuance of
รวบรวมได้มีน้ำหนักเพียงพอที่จะบังคับใช้กฎหมายกับผู้กระทำความผิด โดยมีช่องทางในการบังคับใช้กฎหมายดังนี้ (1) การดำเนินการทางปกครอง (Administrative Actions) (2) การดำเนินการทางอาญา (Criminal Actions) (3) การ