activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
achieve the national missions within the scope of assigned authority and under the related laws. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I
, the highly active market in 1987 drew in short-term speculation that led to unfair market practice amidst inefficient investor protection. To address the aforesaid issues, the Securities and Exchange
the upcoming shareholder meeting; however, the board may refuse to include the matter proposed by the shareholders in the agenda only if the proposed matter does not fall within the scope specified by
the upcoming shareholder meeting; however, the board may refuse to include the matter proposed by the shareholders in the agenda only if the proposed matter does not fall within the scope specified by
: https://www.iosco.org/about/?subsection=display_committee&cmtid=6 • IOSCO Board Member In addition to playing an active role as an IOSCO member, the SEC was elected as a member of the Board of
(Integrity Pact) และโครงกำรควำมโปร่งใสในกำรก่อสร้ำงภำครัฐ (Infrastructure Transparency Initiative) กำรรณรงค์โครงกำร “ไม่ให้ ไม่รับ” ของขวัญปีใหม่ (No Gift Policy) โครงกำร เยำวชนตื่นรู้สู้โกง (Active Youth) และ