offence, the SEC Office may issue a written warning to the company against such improper act. Q: While under business rehabilitation by a plan administrator, is the company required to have an active
submitted for an approval. The following qualifications will be considered: 1. Compliance with commitments required by the Ministry of Finance. 2. Offering of the bonds is legally made under the foreign laws
the name of instruments comply with the requirements. Face value of bills - - - Fast Track - - - Period of time required in observing + considering the application Observation and consideration period
capital market. The Securities and Exchange Commission (“SEC") adopts various aspects of approaches to regulate debt securities. These approaches include: Approval – issuers are required to apply for the
baht or more (unless an exemption is provided to allow offering of bills). - Fast track - - - - Period of time required in observing + considering the application - - 15 days for the consideration
following f orms and documents; Form 61-1F Application for registration as a foreign auditor in the capital market . Signature of the applicant is required. Applicant's personal record and firm's
establishment of mutual fund (1) Applying for normal approval The mutual fund management company shall submit an application for approval of the establishment of a mutual fund together with all required
Application for registration as a foreign auditor in the capital market . Signature of the applicant is required. Applicant's personal record and firm's profile in the form as publicized in the SEC's website