Thai HR Management Policy Report × Home > เกี่ยวกับ ก.ล.ต. > รายงานการดำเนินงาน > รายงานผลการบริหาร
case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly
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maintaining high grade. (1) New Principles for the SEC: 9 Principles - The SEC received Fully Implemented for 8 out of 9 Principles, including systemic risk management, regulatory perimeter review to keep
maintaining high grade. (1) New Principles for the SEC: 9 Principles - The SEC received Fully Implemented for 8 out of 9 Principles, including systemic risk management, regulatory perimeter review to keep
. Reformation and Legal Framework Extent of director liability index Thai law protects the right of minority investors to bring an action against any director who acts or omits to act in any way that constitutes
. Reformation and Legal Framework Extent of director liability index Thai law protects the right of minority investors to bring an action against any director who acts or omits to act in any way that constitutes
challenges for SME financing through capital market”, and “Capitalizing on Regional Growth Prospects: Enlarging Opportunities for Asset Management Companies.” More details on IOSCO APRC can be found at
action plan geared toward a strengthened infrastructure of corporate financial reporting in Thailand. The full report is available at The World Bank . Doing Business FSAP CG ROSC CG Watch AA ROSC SHARE
management) การทบทวนขอบเขตการกำกับดูแล (review perimeter of regulation) ให้เท่าทันพัฒนาการและความเสี่ยงใหม่ และการบริหารจัดการความขัดแย้งทางผลประโยชน์ในตลาดทุน (managing conflict of interest) และกลุ่มผู้ร่วม