the SEC website. The SEC has the power to pursue two types of legal action, as the case may be, as follows: · Administrative sanctions : If a party involved in malpractice fails to perform
the SEC website. The SEC has the power to pursue two types of legal action, as the case may be, as follows: · Administrative sanctions : If a party involved in malpractice fails to perform
capital market. The SEC employs a collaborative approach to build relationships with and ensure engagement of relevant stakeholders. (2) Define clear intended outcomes within the scope of the SEC’s
-regulation and the costs from unintended consequences of policy action. 8 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL © OECD 2011 underpinned by a stock-taking exercise of progress
can also be pursued through private action, and the effective balance between public and private enforcement will vary depending upon the specific features of each jurisdiction. Corporate governance
from the Secretary-General 08 Members of the SEC Board 11 Executive Officers 15 About the SEC 18 Thailand’s Capital Market Overview 23 Key Achievements in 2004 26 2005 Action Plan 2004 Achievements 29
the rules or regulations, as well as the benefits and impacts and proposed enforcement approach of the rules or regulations; (2) minutes of board of directors’ meetings with respect to consideration of
roles to appropriately perform their jobs as shareholdersû representative to maintain the companyûs interests. Regarding the development task, the 2004 action plan intends to expedite the establishment of
6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievements in 2007 Appendices Organizational Structure Message from the Chairman Message from the Secretary
...................................................................................... Capital Market Overview Market Review ....................................................................................................................... Action Plan and Significant Events Strategic