Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of

, in case of change in the information, management company shall update the information within fourteen days from the date of such change Chapter 2 Granting Approval and Performing Duty of Manager of

trading or management in deceitful, fraudulent or dishonest manners; (4) being prohibited from acting or performing duties as a director, manager, a person with the management power, or an advisor of a

specified in the notification of the SEC. In this regard, the SEC may also specify fees or service charges which the securities company may charge its customers for the performing underwriting service.

specified in the notification of the SEC. In this regard, the SEC may also specify fees of service charges which the securities company may charge its customers for performing investment advisory service.

) giving advice in or from the Kingdom of Thailand to not more than fifteen investors during any period of twelve months without performing any acts deemed to be presentation of oneself as derivatives

: (1) giving advice in or from the Kingdom of Thailand to not more than fifteen investors during any period of twelve months without performing any acts deemed to be presentation of oneself as

or perform such duties. In this respect, the prohibited characteristics shall be relevant to one of the following aspects: (a) performing duty dishonestly or acting in the manner of dishonesty, deceit

of Financial Institutions, either Thai or foreign law, provided that such prohibited characteristics are related to any of the following matters: (a) performing duties dishonestly, or engaging in

Connected parties and relationship : No. Name of connected parties Relationship 1. Saha Pathana Inter - Holding Plc. (SPI) Acting as major shareholder of the company 2. I.C.C. International Plc. SPI acting as