Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to PTT Exploration and Production

prepare and submit the result of the structured note, underlied to PTT Exploration and Production Public Company Limited ("PTTEP") sale report to the SEC Office within the period specified in the

Mr. Pattanapong Tanumathaya Mr. Pattanapong Tanumathaya failed to report the acquisition or disposal of ASCON shares to the SEC Office within the period specified in the notification of the Capital

Mr. Vorasit Pokachaiyapat Mr. Vorasit Pokachaiyapat failed to report the acquisition of Finansa Public Company Limited (“FNS”) shares to the SEC Office within the period specified in the

THAI INDUSTRIAL PART Limited THAI INDUSTRIAL PART Limited (“TIP”) failed to report the acquisition or disposal of Sanko Diecasting (Thailand) Public Company Limited (“SANKO”) shares to the SEC Office

JTW ASSET Limited JTW ASSET Limited (“JTW”) failed to report the acquisition or disposal of Sanko Diecasting (Thailand) Public Company Limited (“SANKO”) shares to the SEC Office within the period

Mr. Pira Patamavorakulchai Mr. Pira Patamavorakulchai failed to report the acquisition or disposal of Sanko Diecasting (Thailand) Public Company Limited (“SANKO”) shares to the SEC Office within the

Mr. Ongart Thumrongsakunvong Mr. Ongart Thumrongsakunvong failed to make a timely report of the acquisition or disposal of shares of Interhides Public Company Limited (IHL). Between August 28, 2006

Mrs. Kanjana Suwannapasri Between October 17, 2008 and March 20, 2012, Mrs. Kanjana Suwannapasri failed to report to the SEC Office the acquisition or disposal of Union Petrochemical Pubic Company

Mr. Suvit Pipatvilaikul Between June 20, 2011 and December 6, 2012, Mr. Suvit Pipatvilaikul failed to report to the SEC Office the acquisition or disposal of Solution Corner (1998) Public Company