Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
Bank Global Capital Markets Practice, as part of the Reports on Observance of Standards and Codes Program. The report is based in part on a template/questionnaire completed by the law firm Weerawong
market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future
the Thai Capital Market as an Important Alternative for Fund Mobilization and Investment Achieving Efficiency and Competitiveness for the Thai Capital Market ■ Establishment of Derivatives Market as an
company under the Notification of the Capital Market Supervisory Board No. TorJor. 20/ 2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets and the Notification
: Reports on Acquisition or Disposition of Securities ( 223 ) Debenture Prospectus ( 179 ) SEC_News ( 117 ) Enforcement ( 106 ) Finanacial Statements ( 64 ) Form 56-2 : Annual Reports ( 13 ) Result of Sale
the Board of Directors approving the capital decrease, the capital increase, the allotment of newly issued ordinary shares to investors in private placement, the acquisition of assets and convening the
) Equity Prospectus ( 206 ) Enforcement ( 171 ) Debenture Prospectus ( 169 ) 246-2 ( 152 ) Form 246-2 : Reports on Acquisition or Disposition of Securities ( 105 ) LegalHub ( 90 ) Finanacial Statements ( 60
) Equity Prospectus ( 206 ) Enforcement ( 171 ) Debenture Prospectus ( 169 ) 246-2 ( 152 ) Form 246-2 : Reports on Acquisition or Disposition of Securities ( 105 ) LegalHub ( 90 ) Finanacial Statements ( 60