, the acquisition of securities for business takeovers, and the prevention of unfair securities trading practices. Mission and Objectives The SEC sets out its mission to “Develop and Supervise the Thai
enter into contractual agreements that inter alia see continuous trading arrangements, one-off asset transfers, or some form of financial assistance (for example, the provision of a loan to a controlling
- 8 3 2 Insider trading - 4 - - Securities acquisition for business takeover - - 2 - Issuance and offering of securities 35 26 9 7 Corporate fraud 4 1 18 18 Others 9 3 2 1 AnnUAL TOTAL 71 42 35 28
Annual Report 2007 Securities and Exchange Commission, Thailand ANNUAL REPORT 2007 Corporate social responsibility is the continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept 6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievemen...
ë Major shareholders/executives of securities companies, asset management companies and derivatives business operators Professionals related to issuance and offering of securities and company takeover
better liquidity management, relaxing rules governing the merger of mutual funds and prescribing rules on unitholdersû records ● Promoted the issuance of license to operate inter-dealer broker (IDB
exchange, over-the counter center, and organizations related to securities businesses ■ Acquisition of securities for business take-overs ■ Prevention of unfair securities trading practices. The Office of
used to manipulate markets and to obtain control over a company without being subject to any takeover or disclosure regulations. Moreover, co- operation might also be for the purposes of circumventing
transferred to the Company on January 12, 2017. In addition, the Company paid for a commission fee of Baht 9.34 million for such shares acquisition. Thus, as at December 31, 2017, value of investment was stated
in half by the claimant and another half by the respondent. The Office shall give financial assistance to the claimant as the Office deems appropriate. The Office shall bear all expenses incurred in