paragraph, the auditor shall report the matter to the Office. Suspicious circumstances that shall be informed under the first paragraph and procedures for acquiring the fact relating to such circumstances
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
auditors and additional requirements as specified in the notification of the SEC. In the case where the securities company prepares the supporting documents for entry into accounts or disclose information in
court orders the offender to make a payment under Section 317/4 (2) or (5), the interest thereof shall be accumulated as from the date of entry of the plaint until the payment is made in full. After the
take any action to protect the interest of its clients. Section 37. In the case where any entry into transactions, business undertaking or any act in relation to digital assets may affect the economic or
is revoked to take any action to protect the interest of its clients. Section 37. In the case where any entry into transactions, business undertaking or any act in relation to digital assets may affect