] Legal Group • responsible for providing legal advice on rulemaking and keeping up to date with legal developments. Enforcement Group • responsible for monitoring and investigating unfair securities
the Board. She obtained a B.A. and an M.A. in Economics from Keio University, Japan and a Ph.D. in Economics from Washington University, USA. She was Deputy Governor, Financial Institutions Policy Group
Advisory Group Meeting - a regional seminar focusing on market supervision and enforcement; ë Enforcement Training School - an annual forum hosted by the SEC for IOSCO APRC members to gain and exchange
as well as the deliberations of a Working Group in May 2010. The report was en- dorsed by consensus at the annual meeting of the Asian Roundtable, 3-4 October 2011 in Bali, Indone- sia. The next phase
กฎเกณฑ์แล้ว ก.ล.ต. มีกระบวนการในการดำเนินการ ดังนี้ 1. ศึกษามาตรฐานจากหน่วยงานกำกับดูแลต่างประเทศและมาตรฐานสากลเพื่อกำหนดหลักการ 2. เปิดรับฟังความคิดเห็นหลักการ (public hearings / focus group) 3. นำ
Agency ● Internal Management 57 Board of the SEC 58 Appellate Committee 59 Sub-committees and Steering Group 66 Arbitrators 67 Executives Officers 68 Capital Market Performance 2001-2003 72 Investigation
/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This step ensures that the measure to be taken is appropriate, practical and respectful to
SEC Office acquired any personal data to which you did not give consent to the SEC Office. Right to rectification: You have the right to request the SEC Office to rectify data or to add additional data
disposition/ net profit of the listed company N/A 3 Consideration paid basis Proportionally of paid amount or acquired amount/ total assets of the listed company 14,000*100/605,613 2.31 percent 4 Issuance of
responsive to the different needs of market participants without unfairly advancing the interests of any particular group to the disadvantage of others; Promptly deal with identified issues and misconduct