the SEC Office. Clause 4 2 Subject to Clause 5 and Clause 6, person eligible to obtain the SEC Office’s approval to be major shareholder of securities company shall not have the following
doing, the association must acquire a license and register with the SEC. The SEC supervises the operation of the associations to ensure that the association oversees the members, and carries out the
> Fundraising > Equity Instrument > Share > Secondary Public Offering (SPO) Regulations SHARE : Detail Content Equity Instruments Shares Secondary Public Offering (SPO) Can be done in 2 cases: 1
date of the five business days. Example The calculation is done on day T+1 D ay T - 4 Day T -3 D ay T - 2 D ay T -1 D ay T D ay T + 1 Net trading value X1 X2 X3 X4 X5 X6
in the project details of fund management and in the prospectus. 7. Investments in infrastructure assets ≥ 75% of the total asset value must be done within six months from the date of fund registration
. Firstly, the plaintiff who commences the case shall acquire the right to be a member of the class in good faith and intend to conduct the case to protect the interests of the class members. Secondly, the
Placement of a Warrant (PP Warrant) Regulatory Summary Public Offering of a Warrant (PO Warrant) can be done in accordance with the following requirements: The offering company must be incorporated under Thai
initial issues that the injured person should realize before participating in Class Action. Firstly, the plaintiff who commences the case shall acquire the right to be a member of the class in good faith