concerning the value of securities or the suitability of investing in those securities and managing funds of a person or group of persons to acquire benefit from securities in consideration of a fee or other

securities or the suitability of investing in those securities of a person or group of persons to acquire benefit from securities in consideration of a fee or other remuneration, which was committed through

Supervisory Board after he acquired or disposed TRAF between April 3, 2007 and August 7, 2008 which caused his aggregate holding of TRAF shares held by other persons to reach or pass a multiple of five percent

shares held by six other persons to reach or pass a multiple of five percent of the total number of voting rights of the business. SEC Act S.246 Settlement Committee Meeting No. 1/2013 Settlement

and withdrawing customer's assets in Trade wallet and Z-wallet, which considered that such operation did not reach the standards as a professional required to perform, and failed to deliver

of SANKO shares held by itself, and persons under section 258 to reach or pass a multiple of five percent of total number of voting rights of the business. SEC Act S.246 Settlement Committee Meeting

by itself, and persons under section 258 to reach or pass a multiple of five percent of total number of voting rights of the business. SEC Act S.246 Settlement Committee Meeting No. 7/2024

SANKO shares held by itself, and persons under section 258 to reach or pass a multiple of five percent of total number of voting rights of the business. SEC Act S.246 Settlement Committee Meeting No. 7

Mr. Uchai Vilailerstpoca On December 1, 2014, Mr. Uchai Vilailerstpoca acquired shares of Ocean Commerce Public Company Limited (OCEAN) which caused his aggregated holding of OCEAN shares to reach or

reach or pass a multiple of 5 percent of the total voting rights of TPP. But he failed to report his holding of TPP shares after such acquisition to the SEC Office within 3 business days as specified in