As information-consuming behavior has shifted as a result of technology, presenting information via crowdsourcing has been widely spreading. Therefore, SEC has had an idea to waive the supervision on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without benefits related to any financial product sellers. Such advice must be made online via website or elect...
ecosystem to ensure that investors have sufficient knowledge and understanding of the subordinated perpetual bond by (1) revising the risk acknowledgment form for clearer and easier presentation including
-Rangsit Road.Target date fund offers an alternate investment for provident fund members by creating portfolio based on age or portfolio for long term investment to help investors reach their retirement
’ acknowledgment or consent. _________________________Notes:* At-The-Open order (ATO) is an order to buy or sell securities at the session’s opening price. Trading orders of this kind are sent during pre-open
, driven by new business models that enable them to reach a mass market. Despite their technical expertise, these companies are unable to enter the market because of regulatory hurdles. Therefore
debentures. Failure to reach a resolution for the director appointments would materially affect IFEC's future status and business operation
ดิลกวงศ์ ผู้อำนวยการ ฝ่ายกำกับรายงานทางการเงิน ร่วมบรรยาย ซึ่งมียอดผู้เข้าถึง (reach) รวม 745 คน เมื่อวันที่ 28 มกราคม 2565
, such as money deposit & withdrawal, money transfer or bill payment; (3) have nationwide networks/branches to reach out investors; (4) have clear and long-term business plan to provide selling agent
to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 2018), citing a busy schedule. But the SEC did not allow the postponement on the ground that it was
and reduce funding costs," said Ruenvadee.Director-General, Department of Industrial Promotion Mr. Kobchai Sungyasitsawat said that the development of SMEs with good potential to reach the capital