. In taking custody of customer assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in
assets, derivatives broker shall arrange a system, rules or operating procedure to ensure that client’s assets are secured and completed and are segregated from its own in the manner that is
Section 105 Securities and Exchange Act B.E. 2535 Section 105. A securities company shall prepare its accounts stating true and accurate business operation and financial condition, which must conform
concerning subsequent issues of other forms or series of debt securities; and g. covenant concerning any right to create additional charges over any of the assets. 2 2. For secured debt securities, other
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
custody of assets of clients, a derivatives broker shall put in place systems as well as rules or procedures for custody of assets of clients to ensure that the client assets under its custody are secured
custody of assets of clients, a derivatives broker shall put in place systems as well as rules or procedures for custody of assets of clients to ensure that the client assets under its custody are secured
and long-term liabilities secured with financial institutions and used as working capital in the business. 7.2 This asset disposal will help reduce the risk from managing capital structure, making the
-term liabilities secured with financial institutions and used as working capital in the business. 7.2 This asset disposal will help reduce the risk from managing capital structure, making the Company
occurred or is in existence and that there is no concealment of any fact that should be disclosed; (2) have the translator certify that the substance of the translation is accurate and consistent with the