integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
าใหก้ารด าเนินงานของ ก.ล.ต. รวมถึงกองทุน CMDF มีความโปร่งใส มี accountability เพิ่มข้ึน และก่อใหเ้กิดความเช่ือมัน่แก่ ผูท่ี้อยูภ่ายใตก้ารก ากบัดูแลและผูท่ี้เก่ียวขอ้ง 7.2 ผลกระทบเชิงลบ/ผู้ได้รับผลกระทบเชิง
ผูแ้ต่งตั้งผูจ้ดัการกองทุน CMDF ภาคเอกชนและผูล้งทุนเห็นดว้ยกบัการก าหนด ดงักล่าว - 7. Accountability: (1) ใหก้องทุน CMDF จดัท างบการเงินส่งผูส้อบบญัชี เป็นประจ าทุกปี โดยใหค้ณะกรรมการตลาดหลกัทรัพย ์ เป็น
B.E. 2535: “SECTION 154/1 The Securities Exchange shall promote and maintain the integrity, fairness, accountability and orderliness in the trading of securities listed on the Securities Exchange
quasi-incompetent person; (3) having disreputable background or managing any business in a manner indicating a lack of professional accountability or due care as specified in the notification of the
quasi-incompetent person; (3)( having disreputable background or managing any business in a manner indicating a lack of professional accountability or due care as specified in the notification of the
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...