risks to be of significance, which are: accessing to the information and computer system by an unauthorised person, an authorised person is unable to access to the information in the computer system in
innovation and technology, especially in the engineering and material fields, the company will gain advantage in accessing those information to improve the company’s products and generate more income in the
accessing those information to improve the company’s products and generate more income in the future 4. Income from dividend Other Conditions for the Transaction Due to this transaction being a Class 2
the applicant will have a good and efficient management; (7) demonstrating that the applicant will have an efficient policy and measure for [i] preventing conflicts of interest and accessing inside
interest and accessing inside information by unauthorized personnel [ii] internal control and [iii] risk management for undertaking precious metal derivatives brokerage including measure for controlling and
undertaking is accurate, complete and current as well as functional and can be monitored effectively. There shall also be an adequate security system to prevent any unauthorized person from accessing or
efficiently controlling for accessing the importance computer devices. Moreover, it should be separate the zone that officer from various division can reach from the computer centre such as a zone where used
ETF: (a) risk management system; (b) internal control system; (c) security system for investors’ information in order to prevent unrelated and unauthorized persons from accessing or amending information