executive of SUPER, had an access to the material information by virtue of being assigned by SUPER to contact and coordinate with SCCC. This case is in the process of inquiry by the special case inquiry
Renaissance Fund Management LTD. SEC Act S.106 Criminal Complaint Filed with an Inquiry Official Dated 21/06/2024
Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in
to the public and they have access by virtue of their office or position. PCL, Mr. Pranay and Mr. Manish jointly use the inside information to instruct PAPL to buy 7,940,100 shares of PTL in PAPL’s
to the public and they have access by virtue of their office or position. PCL, Mr. Pranay and Mr. Manish jointly use the inside information to instruct PAPL to buy 7,940,100 shares of PTL in PAPL’s
to the public and they have access by virtue of their office or position. PCL, Mr. Pranay and Mr. Manish jointly use the inside information to instruct PAPL to buy 7,940,100 shares of PTL in PAPL’s
been disclosed to the public and she has access by virtue of her office or position. Mrs. Supritha sends orders to buy 7,940,100 shares of PTL in Polyplex (Asia) Pte. Ltd. (“PAPL”)’s securities trading
review responsibility of her audit group. She had the authorized access to view the draft financial statements in the EY information system and disclosed the inside information of the three companies to
UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules
Siam Knight Fund Management Securities Co.,Ltd. Between December 12, 2016 and July 1, 2019, Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), a fund management and investment advisor company