effect Access to information Require approval of the shareholders Self-preservation of rights/ general approval from the SEC Require approval of the shareholders with disclosure of sufficient
used to the benefit of the executives. The program must be administered by an intermediary, such as a securities company, to make it clear that an outside person who does not have access to internal
unitholders are informed of the access to such information channels via an email/SMS/ link to the website. Closed-end Funds Open-end Funds An annual report shall be distributed within 3 months from the
unitholders are informed of the access to such information channels via an email/SMS/ link to the website. Closed-end Funds Open-end Funds An annual report shall be distributed within 3 months from the
attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors. Some salespersons of financial products focus on sales
attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors. Some salespersons of financial products focus on sales
long-term bonds. Only long-term bonds. Ratings - - - Required. [1] This means persons who are related to the issuer in terms of business relationship, investment, or administration and management of
securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the
position or the condition that can access inside information through performance of duties; (5) Juristic person whose business is under control of the persons under (1) (2) (3) or (4). Trading
-TH MRF") aims to facilitate cross-border offerings of funds between Hong Kong SAR and Thailand with a view to enriching the types of financial products offered and deepening the mutual access between