achieve its objectives. Principle 4.2 The board should ensure that an appropriate compensation structure and performance evaluation are in place. Principle 4.3 The board should consider its responsibilities
Governance Code (I Code) The SEC's objective in the investment management is to gain the best returns in the long term with appropriate level of risks. To achieve such a goal, the SEC believes that
; (2) determining means to attain the objectives; and (3) monitoring, evaluating, and reporting on performance. Principle 1.2 To achieve sustainable value creation, the board should
compensations for damages incurred to investors in all cases. Other regulated regulators in the public and private sectors. Creating collaboration among all agencies in terms of concerted efforts to achieve the
Questionnaire Leadership Responsibilities Ethical Requirements Acceptance and Continuance of Clients Relationship and Specific Engagements Human Resources Engagement Performance Monitoring Documentation
other assets in lieu of cash (Pay in Kind); 3) Incorrect pricing of the investment units; 4) Fees or expenses imposed on the investors; 5) Mergers or amalgamation of mutual fund; 6) Acceptance of debt
) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of investment units or suspends acceptance of purchase or redemption orders. (4) Preparation and
other assets in lieu of cash (Pay in Kind); 3) Incorrect pricing of the investment units; 4) Fees or expenses imposed on the investors; 5) Mergers or amalgamation of mutual fund; 6) Acceptance of debt
) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of investment units or suspends acceptance of purchase or redemption orders. (4) Preparation and
and stakeholders in supervising and developing a sustainable capital market, and to efficiently and effectively achieve the national missions within the scope of assigned authority and under the related