increase in the acceptance number of listed company clients of small and medium-sized audit firms (“Non-Big 4 firms”) tends to decline, as seen from the increase rate of listed company clients in 2020, which
required if the applicant has submitted the SEC Office’s letter of acceptance for the audit firm to allow the applicant who is an affiliated auditor to apply for approval via the fast track system. 3
No. KorKhor. 2/2548 Re: Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds By
approval of juristic persons as marketing representatives of private funds and standards of conduct. In appointing a juristic person as representative for sale or acceptance of redemption of investment units
precedent have been fully satisfied, which are (1) GPSC has obtained approval from its shareholders meeting to enter into the Share Purchase Transaction; and (2) GPSC has obtained the relevant approval from
of the Securities and Exchange Commission Governing Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds B.E.2551 (2008
, subclause (2) shall have the number of decimal digits as set forth in Clause 11, and approval of the mutual fund supervisor shall be obtained prior to announcement. Unless otherwise specified, mutual fund
Office shall issue the notification to the general public stipulating the period for consideration and making order with respect to issuance of license, acceptance for registration and grant of approval
investment units, the number of unitholders or the nature of investors does not correspond to the scheme as approved by the Office. Once the approval has ceased, the management company shall fairly return