: .......................................................................................... 4. Academic degree(s) Bachelor's degree in....... (FIELDS OF STUDY)........ from ….(INSTITUTION) ............. (NAME)................ Master's degree in .......... (FIELDS OF STUDY)....... from
work experience in the management level that is beneficial to management of securities business, or work experience as an academic expert or professional in accounting, finance, business administration
of work relating to money market or capital market, or work experience in the management level that is beneficial to management of derivatives business, or experience as an academic expert or
following qualifications: (1) having at least bachelor’s degree or other academic degrees accepted by the Office of the Civil Service Commission (OCSC); (2) having work experience relevant to real estate
following qualifications: (1) having at least bachelor’s degree or other academic degrees accepted by the Office of the Civil Service Commission (OCSC); (2) having work experience relevant to real estate
Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the
Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the
status of a concert party 74 5. Step 3 : Online Reporting via Form 246-2 online 5.5 Report of acquisition/termination of status of juristic person under Section 258 86 5.6 Report of acquisition under the
Office; and (4) Refrain from violating the relevant professional code of conduct and standards as specified by the association, in any aspects material to maintaining its status as professional, or in any
the relevant professional code of conduct and standards as specified by the association, in any aspects material to maintaining its status as professional, or in any aspects which would affect the