> Management of Mutual Fund > Mutual fund performance measurement Regulations SHARE : Detail Content Management of Mutual Fund 3. Mutual fund performance measurement 3.1 Conform to the recognized academic
> Management of Mutual Fund > Mutual fund performance measurement Regulations SHARE : Detail Content Management of Mutual Fund 3. Mutual fund performance measurement 3.1 Conform to the recognized academic
who have minimum academic qualification of a bachelor's degree who shall work full-time for the audit firm, and at least 2 audit staff shall have a certified public accountants license 2. Filing
on quality management established by the International Federation of Accountants (ISQM 1), and having at least 5 audit staff who have minimum academic qualification of a bachelor's degree who shall
approval. However, if a mutual fund management company files an application for automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following
approval. However, if a mutual fund management company files an application for automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following
Minister’s approval under Clause 6, the approved person shall proceed with establishment of new limited company or public limited company for operating securities business in the category of private fund
, approved person shall proceed with establishment of limited company or public limited company to undertake securities business in the category of inter - dealer brokerage. Newly established limited company
receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, approved person shall proceed with establishment of limited company or public limited company to undertake securities
from the date receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, the approved person shall proceed with establishment of new limited company or public limited