Microsoft Word - hearing group limit _2_.docx เอกสารรับฟงความคิดเห็น เร่ือง การกําหนดเรื่อง sector fund และ group limit สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (http://www.sec.or.th
Notification (1) to revise the qualifications of the applicant for investor contact such as educational background, relevant work experience, and focus on the passing of course on relevant business knowledge and
Notification (1) to revise the qualifications of the applicant for investor contact such as educational background, relevant work experience, and focus on the passing of course on relevant business knowledge and
derivatives transactions, indicating names, positions, academic records, working experiences and training courses in the related programmes (if any) such as CISA, CFA etc.; (d) as regard the credit risk
University, Thailand and an MBA in Finance and International Business from Sasin Graduate Institute of Business Administration of Chulalongkorn University, Thailand. He is Deputy Director for Academic Affairs
commonly-accepted academic principal or the Page 3 of 32 (Unofficial Translation) international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management
academic expert or professional in accounting, finance, business administration, economics or law; (7) “Office” means the Office of the Securities and Exchange Commission. Clause 3 1 . An executive of any
of work relating to money market or capital market, or work experience in the management level that is beneficial to management of securities business or work experience from being an academic expert
won the Thailand ICT Excellence Awards in the category of social responsibility project. Other practical sources of educational information for the public were movie-tie-in, TV commercials, on-ground
work experience in the management level that is beneficial to management of securities business, or work experience as an academic expert or professional in accounting, finance, business administration