a reasonable and necessary ground and that such securities trading is without the intention to seek benefits in the manner of exploiting the clients, or shall be able to demonstrate that there is a
into transactions by exploiting information, relevant to its business and being unrevealed to public, acknowledged by the intermediary, or its directors, executives or other personnel; (3) receiving or
reliability of personnel in the capital market business in a significant manner or [ii] a collusion or supporting such demeanors of other persons, for example, seeking or exploiting any benefit for oneself
under Thai or foreign law in the following matters: 1. engaging in any unfair trading of securities or exploiting investors in trading securities or derivatives; 2. undertaking dishonestly or causing