Facebook page Power DL : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
Facebook page Power DL : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
upward trend with 194,193 million baht worth of new securities issued during the year. Although it was inevitably affected by the September 11th incident in the U.S., the market was able to quickly recover
strengthening clearing and settlement system to be able to accommodate any possible default risk, and (3) enhancement of stability in securities trading system by laying down measures to prevent or cut off
of 2019. Exports, tourism and private investment – among major economic activities – were hampered by the worse-than-expected global economic slowdown. Meanwhile, consumers’ purchasing power weakened
granted by the SEC Board or the Minister of Finance. Statutory Power The SEC has powers and authorities under the SEC Act to regulate all aspects of the securities market. These include powers to grant or
Name Head Office Data not found Note : * refers to inactivated derivatives broker Registered Derivatives Broker is able to engage in derivative business only with Institutional Investors Investor which
inactivated derivatives fund manager Registered Derivatives Broker is able to engage in derivative business only with Institutional Investors Investor which is a financial institution under the Commercial
able to engage in derivative business only with Institutional Investors Investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life
able to engage in derivative business only with Institutional Investors Investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life