involved agreed with the principles proposed by the SEC and added the principle of flexibility, in order that the business operators will be able to put this into practice effectively. The public hearing
strengthening clearing and settlement system to be able to accommodate any possible default risk, and (3) enhancement of stability in securities trading system by laying down measures to prevent or cut off
concerning Application for and Approval of Offer for Sale of Newly Issued Shares; “executive” means a manager, deputy manager, assistant manager, department director, or any person who holds a position
upward trend with 194,193 million baht worth of new securities issued during the year. Although it was inevitably affected by the September 11th incident in the U.S., the market was able to quickly recover
Long Term Equity Fund (LTF) in the second half of 2004 added another positive factor to boost the market in 2005. Under specified investment conditions, unit holders of LTFs are able to enjoy tax
external auditors, rating agencies, advisors, and intermediaries should be able to inform and advise shareholders free of conflicts of interest. Recommendations: Asian jurisdictions should continue to
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7038 SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset Advisory Service and Digital Asset Fund Manager https://www.sec.or.th/EN/Pages
Digital Asset Fund Manager https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=579 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7038 SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset Advisory Service and Digital Asset Fund Manager https://www.sec.or.th/EN/Pages
Digital Asset Fund Manager https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=579 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends