systems related to receiving and handling complaints, channels to communicate with customers as well as the number and ability of personnel for Bitkub to operate its business efficiently. DAB Act S.30

Limited (PLE)?s shares by using material non- public information. Mrs. Usavadee Srisuchart had Mr. Perayuth Nark-In send trading orders of PLE?s shares through others? accounts and assisting in price

of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3

Miss Keerarat Viphosupan help Mr. Yinganan to buy and sell SSPF securities by offer money transaction in buying and transfer the money which her receives from selling this securities for Mr. Yinganan

concerning the merger of BGH with Health Network Public Company Limited by means of entire business transfer during 2010 ? 2011. He obtained the material non- public information by virtue of his positions

Mr. Watcharachai Watcharatham Between 7 January 2015 to 24 March 2015, Mr. Watcharachai Watcharatham aided or abetted Mr. Werawat Changyoo by deposit, transfer and conduct financial transaction in Mr

a value ranging from 25 to 150 million baht each, and then misappropriated the proceeds by counterfeiting the company’s meeting documents, jointly opening a bank account for receiving the B/E transfer

account for receiving the B/E transfer transactions, concealing such B/E sale by omitting the sale transactions from the company’s accounting records, and concealing the fraud by extending the maturity