. ●  Documents relating to settlement / cash deposit to or withdrawal from a trading account, for instance: ​Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities

account, pay-in slip, transfer-deposit-withdrawal slips, statement report, solicitation documents/contracts, and a certified copy of personal checks and other evidence relevant to and useful for the SEC

world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately enhance the SEC’s enforcement capabilities. This reflects SEC’s continued