SEC Office shall file a petition with the court for enforcement according to the letter of consent within three years as from the date of default on payment. SECTION 317/8 In cases where the offender
customer; 11 (e) proceeds remain from the sale of customer’s securities held by a derivatives business operator for the account of such customer as a result of his default pursuant to Section 36; (f)2 any
customer; 11 (e) proceeds remain from the sale of customer’s securities held by a derivatives business operator for the account of such customer as a result of his default pursuant to Section 36; (f)2 any
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...