Inside brokers Weikai Li, Abhiroop Mukherjee, Rik Sen WHO SHOULD REGULATE INVESTMENT ADVISERS? Ben Charoenwong* National University of Singapore Alan Kwan Hong Kong University Tarik Umar Rice
follow. 1. Date of transaction. With in December, 2017 2. Parties involved Buyer : 1. A P M E 6 Company Limited will purchase 3 rai 159.9 square yard Details of shareholders Number of Shares %registered
processing into secondary raw materials and repair) ● Composting & anaerobic digestion of green/garden/yard and food waste ● Thermal treatment with energy recovery of residual waste (outside the EU only) ● The
false statement/ Dissenimation of false or misleading information 1 5 5,000,000.00 - 153,310.00 - - Market manipulation 3 6 83,000,000.00 131,227.00 48,638.00 2 15 Insider trading / Disclose inside
false statement/ Dissenimation of false or misleading information 0 0 - - 0 0 1 1 Market manipulation 0 0 4 68 0 0 1 14 Insider trading / Disclose inside information 0 0 1 3 0 0 - - Takeover - - - - 1 1
; (6) “inside information” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired during the course of
proprietary trading under Clause 12(8) of the Notification on Standard Conduct of Business: (1) risk management system; (2) investment control system; (3) system for preventing access to inside information
public for development. • Purchase, develop, distribute and sale of land to company and general public in both inside and outside industrial estate. • Industrial and commercial horizontal real estate