it is the first transfer order made by the unitholders within the specified period. 22.2 RMFs receiving transfer of proceeds from provident funds (1) Develop and implement a system which separates the
it is the first transfer order made by the unitholders within the specified period. 22.2 RMFs receiving transfer of proceeds from provident funds (1) Develop and implement a system which separates the
member jurisdictions, which emphasizes the independence from the accounting profession of regulatory body. The Principle was aimed at providing a guideline for IOSCO members to implement their supervisory
shall prepare the client's profile in writing (customer's profiles/ KYC); (3) The private fund management company shall propose an investment policy appropriate for the clients after an assessment of
shall prepare the client's profile in writing (customer's profiles/ KYC); (3) The private fund management company shall propose an investment policy appropriate for the clients after an assessment of
members or does not want to be bound by the judgment, such person shall notify his or her wish in writing to the Court within the time period prescribed by the Court. The application of Class Action to the
members or does not want to be bound by the judgment, such person shall notify his or her wish in writing to the Court within the time period prescribed by the Court. The application of Class Action to the
duties and approval of transactions in a transparent form in writing. Separate the powers to approve, record accounts, manage assets and audit. Persons charged with the duty to review and check must be
of investor's confidence to securities business industry. Clause 7 Securities company having major shareholder with disqualified characters specified in Clause 4, shall, in writing, notify the SEC