clients’ assets in convergence with the international standards of the International Organization of Securities Commissions (IOSCO).
clients’ assets in convergence with the international standards of the International Organization of Securities Commissions (IOSCO).
its official agency or regulator is a member of International Organization of Securities Commissions (IOSCO), whose regulation on certain derivatives business is not inferior to those prescribed in the
its official agency or regulator is a member of International Organization of Securities Commissions (IOSCO), whose regulation on certain derivatives business is not inferior to those prescribed in the
appropriate level of investor protection. Over the past year, the SEC improved important regulations, such as, establishing regulatory frameworks to meet the standards of the International Organization of
investment management, the designated person must be authorized to undertake the aforesaid business from securities and exchange regulators that are members of the International Organization of Securities
must be authorized to undertake the aforesaid business from securities and exchange regulators that are members of the International Organization of Securities Commissions (IOSCO) and must be acceptable
: _____________________________________________ 6) Is the foreign ETF subject to supervision of home regulator that is a member of International Organization of Securities Commissions (IOSCO)? Yes No If “No”, please specify
HONDA ENGINEERING ASIAN CO No WICE 002/2018 4 January 2018 Subject: The payment of share acquisition of Universal Worldwide Transportation ( “UWT”) To President The Stock Exchange of Thailand
to the accounting standards as specified by a professional institution approved by relevant government authorities and in accordance with additional regulations specified in the notification of the SEC.