Kannithi Aviation Company Limited Kannithi Aviation Company Limited had duties to prepare and submit 10 results of the bill of exchange sale report to the SEC Office within the period as specified by

Banpu Public Company Limited Banpu Public Company Limited (“BANPU”) failed to prepare and submit the result of the bond sale report to the SEC Office between 26 February 2020 to 27 January 2021

submitted the inaccurate report on maintenance of capital for the period of July to December of 2021 and for the period of January to June of 2022 through the SEC Office. Later, the rectified report on

Public Company Limited (PTTEP) sale report to the SEC Office within February 22,2022 which is the period specified in the notification of the SEC office. However, the result of the structured note

Limited ("KCE") sale report to the SEC Office within February 22,2022 which is the period specified in the notification of the SEC office. However, the result of the structured note, underlied to

Vulcan Coalition Company Limited Vulcan Coalition Company Limited failed to prepare and submit the result of the convertible debenture sale report to the SEC Office within October 15,2020 which is

HACO SNC Company Limited HACO SNC Company Limited (“HACO”) had duties to prepare and submit the result of the crowdfunding debentures sale report to the SEC Office within May 31, 2021. However, HACO

pass a multiple of 5 percent of the total voting rights of OCEAN. But he failed to report his holding of OCEAN shares after such acquisition to the SEC Office within 3 business days as specified in the

reach or pass a multiple of 5 percent of the total voting rights of TPP. But he failed to report his holding of TPP shares after such acquisition to the SEC Office within 3 business days as specified in

Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, has duties to submit the report of penetration test result to the SEC office